Free Wisconsin Doc 1163 Form in PDF Open Editor Here

Free Wisconsin Doc 1163 Form in PDF

The Wisconsin Doc 1163 form is designed for the authorization of disclosure of non-health confidential information under the jurisdiction of the Department of Corrections' Division of Management Services. It specifies the types of non-health information that can be disclosed, including educational records, employment histories, and legal files, but expressly prohibits the use of this form for any health-related information, directing users to form DOC-1163A for such purposes. This form plays a crucial role in facilitating the legal and secure exchange of information between authorized individuals or agencies and the subject of the records.

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Content Overview

At the heart of navigating the complexities of information disclosure within Wisconsin's criminal justice system lies the Wisconsin DOC 1163 form, a pivotal document designed by the Department of Corrections to facilitate the authorized sharing of non-health confidential information. This document lays the groundwork for the disclosure of various types of information, ranging from education and employment records to disciplinary actions, excluding protected health information which is covered by a separate form, DOC-1163A. Precision in detailing the scope of the information to be released, alongside specifying the involved parties - both the subject of the records and the individual or agency authorized to receive them - emphasizes the form's role in safeguarding privacy and maintaining the confidentiality of potentially sensitive personal data. Additionally, filling out the DOC 1163 form is adorned with guidelines ensuring the individual's rights are clear and protected, including the conditions on re-disclosure of the information, the time frame of the authorization's validity, and the protections against obligatory sanctioning of the disclosure, ensuring a thorough understanding of the consent being given. This form becomes not just a simple administrative task but a crucial step in various processes, including educational or vocational planning and the completion of Presentence Investigations (PSI), by facilitating the structured exchange of information under a canopy of explicit consent and legal safeguards.

Sample - Wisconsin Doc 1163 Form

DEPARTMENT OF CORRECTIONS

WISCONSIN

Division of Management Services

Wisconsin Statutes - Sections 19.35, 19.36

& 118.125

DOC-1163 (Rev. 3/2015)

Federal Regulations 42 CFR Part 2 & 45 CFR Parts

160 & 164

AUTHORIZATION FOR DISCLOSURE OF NON-HEALTH

CONFIDENTIAL INFORMATION

NOTICE: DO NOT USE TO AUTHORIZE DISCLOSURE OF PROTECTED HEALTH INFORMATION. USE FORM DOC-1163A

INDIVIDUAL/AGENCY BEING AUTHORIZED TO RELEASE INFORMATION/RECORD(S)

NAME OF INDIVIDUAL / AGENCY

 

 

TELEPHONE NUMBER

FAX NUMBER

 

 

 

 

 

 

ADDRESS

 

CITY

STATE

ZIP CODE

 

 

 

 

 

 

SUBJECT OF INFORMATION/RECORD(S)

 

 

NAME

ADDRESS

IDENTIFYING/DOC NUMBER

DATE OF BIRTH

CITY

STATE

 

ZIP CODE

 

 

 

 

 

INFORMATION/RECORD(S) MAY BE RELEASED TO

NAME OF INDIVIDUAL / AGENCY

 

TELEPHONE NUMBER

FAX NUMBER

 

 

 

 

 

ADDRESS

CITY

 

STATE

ZIP CODE

 

 

 

 

 

SPECIFIC INFORMATION AUTHORIZED FOR DISCLOSURE

INSTRUCTIONS: Check All That Apply

Institution Social Service File (Use DOC-1163A for disclosure of information relating to therapy/counseling provided by a social worker or any other health information.)

Legal

Division of Community Corrections File (Use DOC-1163A for disclosure of any health information.)

Two-way Release By checking this box I authorize the individual/agency named in this authorization, to RELEASE TO EACH OTHER, only the information/records listed for release on this form in the category(ies) below. I authorize this exchange of information on an ongoing basis for the duration of this authorization.

I understand that the information I am authorizing for release may contain Personally Identifiable Information (PII) such as complete date of birth, driver’s license number, state ID number or social security number.

Check the category(ies) and sub-categories of information authorized for release.

EDUCATION

Identify Time Period Of Records:

Regular education information/records (including attendance records)

High School Transcript

Other:

SPED information/record(s) e.g. IEP, MMPI, M-Team, etc.

GED or HSED Scores

High school credits

Disciplinary Actions

Vocational/technical school or college transcript

Purpose: To assist in educational/vocational planning

Purpose: To complete PSI

Other:

EMPLOYMENT

Identify Time Period Of Records:

 

 

Period(s) of employment

Job performance evaluation(s)

Purpose:

To assist in career planning

Other

Job attendance

Job duties & title

CONTINUED

DOC-1163 CONTINUED

Purpose:

To complete PSI

 

 

OTHER

Identify Time Period Of Records:

Type(s) or information/record(s):

Purpose:

YOUR RIGHTS WITH RESPECT TO THIS AUTHORIZATION

Signing of Authorization - I am under no legal obligation to sign this authorization. If I do, I have a right to receive a copy.

AODA Information - My educational information/record(s) may contain alcohol and other drug abuse information. If so, I must sign DOC-1163A or that information will be redacted before the education information/record(s) are released.

Re-disclosure of Education Information/Record(s) - If I authorize release of education information/record(s) to an individual or agency covered by federal or state laws that prohibit re-disclosure, the recipient cannot re-disclose the information/records without a signed information release from me, a court order or other specific authorization under the law . However, if I consent to release education information/record(s) to an individual/agency not covered by federal or state laws that prohibit re-disclosure, my private information/record(s) may not remain confidential.

Right to Inspect and/or Copy Education Information/Records - I have the right to inspect and copy my educational records as permitted under s. 118.125 Wis. Stats. I may be charged a reasonable fee for copies.

 

 

AUTHORIZATION SIGNATURE

INITIAL ONE ONLY (Required)

 

 

Authorization expires as of:

, (Date)

 

 

Authorization expires:

, month(s) from the date I sign this authorization.

 

Authorization expires after the following action takes place:

Authorization expires upon substantial change in criminal justice system status. (e.g., released from prison.)

If no date/event is entered, this Authorization expires one year from the date of signing.

I have read or had read to me the contents of this authorization. I have had an opportunity to discuss and ask questions. By signing this authorization, I am confirming that it accurately reflects my wishes regarding disclosure of confidential information.

SIGNATURE OF INDIVIDUAL WHO IS SUBJECT OF RECORD

 

DATE SIGNED

 

 

 

SIGNATURE OF OTHER PERSON LEGALLY AUTHORIZED

TITLE OR RELATIONSHIP TO INDIVIDUAL WHO IS

DATE SIGNED

TO CONSENT TO DISCLOSURE (If Applicable)

SUBJECT OF RECORD

 

 

 

 

FAX OR PHOTOCOPY MAY BE TREATED AS ORIGINAL

DISTRIBUTION: Original- Individual/Agency authorized to release Information/Record(s); Copy-Offender/Other Person Signing Release;

Official Record-Appropriate Offender Education/Legal File, Right Side/Social Service File, Left Side

File Information

Fact Detail
Form Number and Revision Date DOC-1163, Revised March 2015
Purpose Authorization for Disclosure of Non-Health Confidential Information
Governing Laws and Regulations Wisconsin Statutes - Sections 19.35, 19.36 & 118.125; Federal Regulations 42 CFR Part 2 & 45 CFR Parts 160 & 164
Exclusion Not for use to authorize disclosure of protected health information; Form DOC-1163A is required for such disclosures.
Types of Information for Disclosure Education, employment, legal, Division of Community Corrections File, and two-way release categories.
Your Rights Includes rights to sign or not sign the authorization, receive a copy of the authorization, inspect and/or copy educational records, and understand potential for redisclosure based on recipient's legal obligations.
Authorization Validity Options Expires on a specific date, after a certain number of months, following a specified action, upon a significant change in criminal justice system status, or a year from the signing date if no condition is mentioned.

Guidelines on Utilizing Wisconsin Doc 1163

Completing the Wisconsin DOC 1163 form involves providing necessary permissions for the disclosure of non-health confidential information by an individual or to an agency. This form is pivotal for authorizing the release of specific records or data, excluding protected health information, for purposes such as employment verification, educational inquiries, or legal needs. Careful attention should be given while filling out the form to ensure that the intent of disclosure and the information to be disclosed are clearly defined and authorized.

  1. Start by entering the name, telephone number, fax number, and the complete address (including city, state, and zip code) of the individual or agency authorized to release the information.
  2. Fill in the subject of information/record section with the name, identifying/DOC number, date of birth, and address (including city, state, and zip code) of the individual whose records are to be disclosed.
  3. In the section titled "Information/record(s) may be released to," input the name, telephone number, fax number, and the full address (city, state, zip code) of the individual or agency slated to receive the disclosed information.
  4. Under "Specific information authorized for disclosure," check all categories that apply for which information is to be disclosed. This section includes options for institution files, legal files, division of community corrections files, and more. Specify the time period of records if necessary.
  5. If a two-way release of information is desired, where both parties can exchange information with each other as specified on the form, ensure to check the box labeled Two-way release.
  6. Select the appropriate categories and sub-categories of information authorized for disclosure, and specify the purposes such as for educational/vocational planning, completing PSI, career planning, etc.
  7. Read the section titled "Your rights with respect to this authorization" to understand the implications of signing the form, including your rights and restrictions concerning the disclosed information.
  8. Choose the expiration terms of the authorization by initialing one of the options provided. You can set the authorization to expire on a specific date, after a specified number of months, after a particular event occurs, or acknowledge that it will expire one year from the signing date if no date or event is entered.
  9. Sign the form in the space provided under "Authorization Signature," ensuring you date the signature appropriately.
  10. If applicable, another person legally authorized to consent to disclosure on behalf of the subject must sign their name, state their title or relationship to the individual, and date their signature.
  11. Keep in mind that a fax or photocopy of this completed form may be considered as an original document for processing.
  12. Finally, distribute copies of the completed form as indicated at the bottom: one for the individual or agency authorized to release the information, a copy for the offender or other person signing the release, and a copy for the official record as specified.

This procedural guide ensures that each step of filling out and distributing the Wisconsin DOC 1163 form is performed with precision. By following these instructions, individuals can navigate the process of authorizing the disclosure of specific non-health confidential information confidently and legally.

Listed Questions and Answers

What is the purpose of the Wisconsin DOC 1163 form?

The Wisconsin DOC 1163 form is designed for authorizing the disclosure of non-health confidential information by or to the Department of Corrections. It is used when an individual wishes to allow the release of specific types of information, such as educational records, employment history, or legal files, to named individuals or agencies. This form is not to be used for health-related information, which requires form DOC-1163A.

What type of information can be authorized for disclosure using this form?

The form allows for the release of various categories of information, including education (such as transcripts, attendance records, and GED scores), employment history (including job performance and duties), and other specific types of non-health related information. Personal identifiers and sensitive details, commonly referred to as Personally Identifiable Information (PII), can also be disclosed through this form, provided specific authorization is given.

Can I revoke the authorization after I’ve given it?

Yes, individuals who have authorized the release of their information using the Wisconsin DOC 1163 form retain the right to revoke this authorization at any time. While the original document doesn't specify the process for revocation in detail, typically, revocation would require a written notice to the Department of Corrections or the entity that was granted the authorization, specifying the desire to revoke the consent for information release.

What happens if I choose not to sign the DOC 1163 form?

Signing the DOC 1163 form is entirely voluntary. Choosing not to sign the form means that the specified non-health confidential information will not be disclosed to the individuals or agencies named in the form. The document explicitly states that an individual is under no legal obligation to sign the authorization. Therefore, refusal to sign will not result in any penalties or prevent an individual from receiving services; however, it may limit the sharing of information that could be beneficial for educational, employment, or legal purposes.

Common mistakes

Filling out the Wisconsin Department of Corrections Form DOC-1163, intended for the authorization of the disclosure of non-health confidential information, can sometimes be confusing. Given its purpose to facilitate the release of specific categories of information under precise conditions, its accurate completion is crucial. However, several common mistakes often occur, which can lead to delays or the non-disclosure of needed information.

First and foremost, a frequent error involves not specifying the type of records or information to be disclosed. The form allows for the selection of educational details, legal files, social service records, and employment history, among others. Failure to clearly identify which records are being requested or authorized for disclosure often leads to incomplete or incorrect processing of the request.

  1. Another common mistake is neglecting to choose the duration for which the authorization remains valid. The form offers various options, including a specific date, a number of months, or conditional upon a particular event. Not specifying this can result in the authorization expiring sooner than needed or not being accepted at all.
  2. Thirdly, individuals sometimes forget to sign the form or have it signed by a person legally authorized to consent on their behalf if applicable. Without the appropriate signatures, the form is considered invalid.
  3. The incorrect listing of the agency or individual authorized to release the information is also a frequent oversight. Accuracy in filling out contact details ensures that the request reaches the right hands without unnecessary delays.
  4. Many also fail to properly indicate whether it’s a two-way release of information. This specific authorization allows the named individual or agency to exchange the information with each other, which is crucial in some scenarios but overlooked by many.
  5. Another area often missed is the specific purpose for the disclosure. Whether it’s for educational/vocational planning, assisting in career planning, or completion of a Pre-Sentence Investigation (PSI), stating the purpose is essential for adherence to privacy regulations.
  6. Lastly, submitting the form without reviewing it for omissions or errors, such as incorrect or incomplete addresses, phone numbers, or identifying information, further complicates the process.

To wrap up, adequately filling out the Wisconsin DOC-1163 form is vital for a successful authorization of information release. It’s essential to pay close attention to:

  • The specific information you wish to disclose
  • The duration of the authorization
  • Proper authorization through signatures
  • Accurate listing of parties involved
  • The purpose behind the information release
  • Ensuring all details are correct and complete

By avoiding these common mistakes, individuals can ensure their requests are processed efficiently and without unnecessary setbacks, ultimately supporting their needs whether they relate to educational, employment, legal, or other purposes.

Documents used along the form

When utilizing the Wisconsin DOC-1163 form for the authorization of non-health confidential information disclosure, various additional forms and documents may need to be completed or provided to ensure a comprehensive and compliant information release process. These documents provide a structured framework for managing different types of information and ensuring that the release is conducted appropriately, safeguarding individuals' rights while meeting organizational or legal requirements.

  • DOC-1163A: Specifically intended for the authorization of health-related information. This form is used when the information to be disclosed includes therapy or counseling sessions, medical records, or any other health-related details.
  • Consent for Release of Information (General): A generic form used across different contexts to authorize the release of various types of information not specifically covered by DOC-1163 or DOC-1163A.
  • Information Request Form: Used by individuals or agencies to formally request information. This form typically specifies the information sought, the purpose of the request, and any deadlines.
  • FERPA Release Form: If the information involves educational records, a FERPA release form may be necessary to comply with the Family Educational Rights and Privacy Act, which protects students' education records.
  • Release of Information to Third Party: This form is used when information authorized for release via the DOC-1163 form is further shared with a third party by the initially authorized recipient.
  • Revocation of Consent Form: Allows individuals to revoke a previously granted consent for disclosure, stopping any future releases of their information.
  • Subpoena for Records: A legal document that may be used to compel the release of information in the absence of a consent form, subject to legal standards and protections.
  • Power of Attorney: In situations where an individual is unable to sign the DOC-1163 form or other related documents, a Power of Attorney may be required to authorize another person to act on their behalf.
  • Court Order for Disclosure: Similar to a subpoena, this is a legal document issued by a court requiring the release of specific information. It is often more detailed and specific than a subpoena.
  • Notice of Privacy Practices: A document that informs individuals about how their information may be used and disclosed, as well as their rights with respect to their personal information. This document often accompanies forms like the DOC-1163 to ensure compliance with privacy laws and regulations.

Each of these documents serves a specific role in the information disclosure process, complementing the DOC-1163 form to ensure that all legal and procedural requirements are met. When handled with care and attention to detail, these forms collectively support the secure and respectful handling of personal information, aligning with both the individual's rights and the requirements of the authorizing body.

Similar forms

The Family Educational Rights and Privacy Act (FERPA) release form is notably similar to the Wisconsin DOC 1163 form, primarily in its focus on the protection and controlled release of educational records. Just like the DOC 1163 form, the FERPA release form necessitates explicit permission from the student before any educational information can be shared. Both documents underscore the importance of confidentiality and the right of the individual to control who has access to their personal records, while also detailing the terms under which this information can be disclosed.

The Health Insurance Portability and Accountability Act (HIPAA) Authorization for Release of Information form shares a foundational similarity with the DOC 1163 form, specifically in its stringent regulations around the disclosure of sensitive information. However, the HIPAA form is strictly health-related, contrasting with the DOC 1163 form's broader scope encompassing non-health confidential information. Both forms require a clear statement of the information to be released and to whom, highlighting the individual's rights to privacy and control over their personal information.

The General Authorization for Release of Information form serves a broader purpose, akin to the DOC 1163 form but encompasses a wider variety of information types beyond the DOC 1163’s focus. This form allows for the release of various records, including but not limited to employment history, educational records, and general personal data. Its similarity lies in the emphasis on explicit consent from the individual for information release, specifying the type of information and the recipient, ensuring the individual's rights are protected.

The Consent to Release Information to a Third Party form parallels the DOC 1163 form in its functionality, enabling the sharing of personal information with designated parties. The primary focus is on granting permission to disclose specific pieces of information to a third party, mirroring the DOC 1163 form’s requirement for specificity in what is disclosed and to whom. Both documents are designed to safeguard personal information while facilitating the necessary sharing of information under controlled conditions.

The Power of Attorney for Disclosure of Personal Information is somewhat analogous to the DOC 1163 form, particularly in the context of authorizing another entity to make decisions or access information on an individual's behalf. While the Power of Attorney can encompass a broader range of authorities, including financial and legal decision-making, its aspect of designating another party to access or disclose information aligns with the DOC 1163’s purpose of controlled information release. Both require explicit, documented consent from the individual, ensuring their autonomy over personal information.

The Release of Information form used in social services shares similarities with the DOC 1163 form, particularly in the need to safeguard the individual’s privacy while permitting necessary information sharing within social service frameworks. Both forms are utilized to facilitate the exchange of information that can assist in service provision, requiring clear consent and detailing the specifics of the information to be shared. This ensures that personal information is handled responsibly and with due regard for privacy and confidentiality.

The Court Order for Release of Confidential Information, although not a consent-based form, aligns with the purposes of the DOC 1163 form in certain respects. It involves the disclosure of information deemed confidential, whether for legal proceedings or other official purposes. While the court order is a mandate rather than a consent form, the principle of stipulating specific information for release to authorized parties underlines both documents' emphasis on the controlled and lawful dissemination of personal data.

Dos and Don'ts

When filling out the Wisconsin DOC 1163 form, an Authorization for Disclosure of Non-Health Confidential Information, it's important to adhere to specific guidelines to ensure the process goes smoothly and correctly. Below are several do's and don'ts that should be kept in mind:

  • Do read the entire form carefully before beginning to fill it out.
  • Do ensure that you're using the form for its intended purpose, which is the authorization for disclosure of non-health confidential information, and not protected health information.
  • Do write clearly and legibly when providing required information, such as names, addresses, and telephone numbers.
  • Do verify that you have the correct form version. The form referenced here is revision 3/2015, but it's wise to check for the most current version.
  • Do understand your rights regarding the authorization, including your right to inspect and/or copy your education information/records, as mentioned in the form.
  • Don't use this form (DOC-1163) to authorize the disclosure of protected health information. Use form DOC-1163A for that purpose instead.
  • Don't leave any required fields blank. If a section does not apply, indicate this by writing "N/A" (not applicable) in the space provided.
  • Don't sign the form without understanding each section. If you have questions, seek clarification before signing.
  • Don't forget to specify the expiration of the authorization. You can choose from various options, including a specific date, a certain number of months from signing, after a specific action takes place, or in the case of a substantial change in the criminal justice system status of the individual.

By keeping these guidelines in mind, you can ensure that your completion of the Wisconsin DOC 1163 form is accurate and valid, thus facilitating the smooth disclosure of the appropriate information.

Misconceptions

When it comes to understanding the Wisconsin Department of Corrections (DOC) form DOC-1163, there are several misconceptions that can lead to confusion. Here are six common misunderstandings explained to provide clarity:

  • Form DOC-1163 is for health information. This is a misconception. Form DOC-1163 is specifically designed for the authorization of disclosure of non-health confidential information. For health-related information, a different form, DOC-1163A, should be used.
  • Signing the form is mandatory. Individuals are under no obligation to sign form DOC-1163. Signing is voluntary, and one has the right to refuse to authorize the release of their information without facing legal penalties.
  • Once signed, you cannot control the use of your information. This understanding is incorrect. The individual has the right to specify the type of information to be disclosed and its intended use, ensuring that they maintain control over their personal information.
  • The form allows for unrestricted sharing of information. This is not accurate. Form DOC-1163 requires that the individual specify who is authorized to receive the information and for what purpose, limiting the scope of disclosure.
  • Form DOC-1163 covers the release of educational records to any party. In reality, the form specifies that if educational records contain information relating to alcohol and other drug abuse (AODA), this information must be redacted unless DOC-1163A is signed, indicating a more controlled and specific release process.
  • The authorization is indefinite. This is a misconception. The form allows the individual to set an expiration date for the authorization, whether it be a specific date, a number of months from the signing date, after a certain event occurs, or it defaults to one year from the signing if no date/event is specified. This ensures that the individual’s control over their information is temporal as well as specific.

Understanding these key aspects of form DOC-1163 helps ensure that individuals are properly informed about their rights and the specific purposes their confidential information may be disclosed for. By clarifying these misconceptions, individuals can make more informed decisions regarding the authorization of their non-health confidential information.

Key takeaways

Understanding how to fill out and use the Wisconsin Doc 1163 form is crucial for ensuring that the process of disclosing non-health confidential information is done correctly and efficiently. Here are four key takeaways to remember:

  • Specify the type of information being disclosed: The Doc 1163 form is designed for the disclosure of various types of non-health related confidential information, such as education and employment records. Clearly check the specific category or categories of information that you authorize for release to ensure accurate and appropriate disclosure.
  • Identify both the releasor and the recipient: It's important to accurately provide the details of the individual or agency authorized to release the information, as well as the details of the recipient(s). This includes names, addresses, and contact information, ensuring the right parties are involved in the exchange.
  • Understand your rights: The form outlines several important rights pertaining to the authorization of information release. You are not obligated to sign the form; if you choose to, you have the right to a copy of the signed document. Additionally, specific conditions are highlighted regarding the re-disclosure of information and your rights to access and inspect your education records.
  • Pay attention to the expiration of the authorization: You must indicate how long the authorization will remain in effect. This can be a specific date, a period after signing, after a certain event, or a change in criminal justice status. If nothing is specified, the authorization will expire one year from the signing date. Understanding and correctly indicating the expiration is crucial to maintaining control over the duration of the authorization.

Properly completed, the Wisconsin Doc 1163 form is a powerful tool in managing the disclosure of non-health confidential information, ensuring that information sharing is conducted securely and according to the individual's preferences.

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